Pharmaceutical Regulatory Oversight Enhancement Act (PATA - Subsection 03)

Pharmaceutical Regulatory Oversight Enhancement Act (PATA-03)

Part Three of the Comprehensive Pharmaceutical Accountability and Transparency Act [*Draft Work in Progress]

Executive Summary

The PATA-03 aims to fortify the independence and integrity of pharmaceutical regulation by addressing the pervasive issue of regulatory capture through comprehensive policy reforms.

Purpose

To establish an independent commission to enhance oversight, ensure accountability, and protect public health by mitigating industry influence over regulatory bodies.

Historical Context

  • Regulatory Capture: Historical instances where regulatory bodies like the FDA have been influenced by the industries they regulate, often due to financial ties or future employment prospects12.
  • Need for Reform: The current system’s vulnerabilities, such as the revolving door between regulators and industry, have been highlighted by various studies and public concerns3.

Problems

  • Financial Dependency: Regulatory agencies often rely on industry fees, creating a potential conflict of interest that can affect regulatory decisions4.
  • Revolving Door Phenomenon: The movement of regulators to industry jobs post-tenure can lead to compromised regulatory integrity5.
  • Lobbying and Influence: The pharmaceutical industry’s lobbying efforts can skew regulatory policy towards industry benefits6.
  • Censorship and Narrative Control: Industry funding can influence research outcomes and media narratives, potentially skewing public and regulatory perception7.

Key Components

  • Effective Conflict of Interest Policies:

    • Cooling-Off Periods: Propose extended periods (e.g., 5-10 years or more) before former regulators can work in related industries8.
    • Stricter Employment Restrictions: Implement lifetime bans on key decision-makers working in sectors they previously regulated, and require a period of public service post-tenure9.
  • Transparency and Disclosure:

    • Real-Time Disclosure: Establish systems for immediate public access to all interactions between industry and regulators10.
    • Financial Disclosure: Require comprehensive annual disclosures of all financial ties to industry, including those of family members11.
  • Funding Reform:

    • Increased Public Funding: Advocate for funding strategies that rectify reliance on industry fees, thus enhancing independence12.
    • Independent Financial Oversight: Create an independent body to manage regulatory budgets, ensuring public interest is prioritized13.
  • Advisory Committee Reform:

    • Balanced Representation: Ensure advisory panels include diverse stakeholders, with a strong presence of public health advocates14.
    • Conflict of Interest Screening: Implement stringent vetting for members to avoid industry bias15.
  • Whistleblower Protections:

    • Strong Legal Safeguards: Enhance protections for those reporting regulatory misconduct or industry influence16.
  • Cultural Shift within Agencies:

    • Training and Awareness: Regular ethics training to emphasize public health over corporate interests17.
    • Ethics Enforcement: Empower an independent ethics board to investigate and sanction violations18.
  • Public Involvement and Oversight:

    • Citizen Advisory Panels: Establish panels for public review and commentary on agency operations19.
    • Open Forums: Promote transparency through regular public discussions on regulatory decisions20.

Key Observations

  • Observation-01: Regulatory capture has historically led to public health crises, underscoring the need for reform2.
  • Observation-02: International regulatory frameworks provide models for independence, such as the European Medicines Agency’s structure6.
  • Observation-03: Stakeholder feedback indicates a strong public demand for more transparent, accountable regulation7.

Legal Precedents

  • FDA Reform Efforts: Previous legislative attempts highlight the ongoing struggle to balance industry innovation with public safety8.
  • International Examples: The approach of regulatory bodies like EMA shows successful methods to maintain independence9.

Appendix

Public Input

Your input to refine these reforms are welcome:

  • How can we further ensure oversight cannot be compromised by the industry itself?
  • How can we further the independence of regulatory bodies?
  • What additional failsafe measures can be taken to protect against industry influence?
  • Share your feedback, experiences, or suggestions here.

Footnotes

[1]: Regulatory Capture: A Review - Dal Bó (Oxford Review of Economic Policy)

[2]: Regulatory Capture: A Review - Dal Bó (Oxford Review of Economic Policy)

[3]: Conflicts of interest: an invisible force shaping health systems and policies - The Lancet | Corruption in the health sector: A problem in need of a systems-thinking approach - National Liberary of Medicine Frontieres in Public Health | Review of corruption in the health sector: theory, methods and interventions - Oxford Academic - Health Policy and Planning The journal on health policy and systems research | The Revolving Door and the SEC - Science Direct

[4]: Why is the FDA Funded in Part by the Companies It Regulates - University of Connecticut

[5]: Regulatory Capture: A Review - Dal Bó (Oxford Review of Economic Policy)

[6]: Pharmaceutical Industry Lobbying - OpenSecrets

[7]: Industry Funding and Research Bias: The Influence of Industry Sponsorship on the Research Agenda: A Scoping Review - National Library of Medicine

[8]: Pharmaceutical Regulation Conflict of Interest Act (S.2057) - Introduced at the 115th Congress (2017-2018) with 8 CoSponsores and referred to Senate Homeland Security and Governmental Affairs, but not passed.

[9]: POST-EMPLOYMENT CONFLICT OF INTEREST RESTRICTIONS - Code of Federal Regulations National Archives

[10]: Promoting Transparency in Pharmaceutical Industry–Sponsored Research - National Library of Medicine

[11]: Financial Disclosure Requirements - U.S. Office of Government Ethics

[12]: Comparison of Research Spending on New Drug Approvals by the National Institutes of Health vs the Pharmaceutical Industry, 2010-2019 - The Journal of the American Medical Association

[13]: Independent Budget Oversight - Placeholder for an appendix link (TBD WIP)

[14]: Patient advisory boards: It is time for the pharmaceutical industry to become more patient-centric by bringing the patient voice to strategy. - Inside Health Communications Pte Ltd

[15]: Hidden conflicts? Pharma payments to FDA advisers after drug approvals spark ethical concerns - Science Adviser

[16]: Whistleblower Protections - The National Whistleblower Center

[17]: Ethics Training for Public Servants - TOP 10 ETHICS RULES - Office of the General Counsel

[18]: Institutional Review Boards:
Actions Needed to Improve Federal Oversight and Examine Effectiveness
- U.S. Government Accountability Office (Publicly Released: Feb 16, 2023)

[19]: The Future Of FDA Advisory Committees: Protecting Public Health And Preserving Public Trust - Health Affairs

[20]: Public Forums on Regulation TBD